WebAug 4, 2024 · On 22 July 2024, the Commission de Surveillance du Secteur Financier (CSSF) published additional clarifications for the completion/submission of investment funds reports foreseen by Circular CSSF 21/790. ... with the specific role designated in the CSSF eDesk platform by the terms “Board member” or “Conducting Officer ... WebOct 15, 2024 · The Conducting Officers should in principle also be bound to the Manager via an employment arrangement, either by an employment agreement (as an employee) …
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WebNov 9, 2012 · On 24th October 2012 the Commission de Surveillance du Secteur Financier ("CSSF"), released a new Circular – 12/546 – which covers the authorisation and organisation of Luxembourg Management Companies ("ManCos"), subject to Chapter 15 of the Law of 17 December 2010 on undertakings for collective investment schemes and … WebJohn Clark. John Clark is the Principal of PCI Services, LLC. PCI Services is a business consultancy firm specializing in bringing innovative ideas to fruition, driving operational … origin of eeny meeny miney moe
Conducting Officers Definition Law Insider
WebCODE OF CONDUCT FOR CSSF STAFF MEMBERS 6/26 The CSSF staff, including any person who performs or performed a duty for the CSSF, must comply with the secrecy … WebThe Role. The Risk/Compliance officer will be responsible to act as the Conducting Officer (for Luxembourg CSSF purposes) and undertake the day to day risk management, compliance and valuation oversight of our … WebOct 5, 2024 · A conducting officer has to be in charge of complaints handling; Communication to the CSSF of the annual audited accounts and the management letter within one month of the AGM and at the latest seven months after the end of the fiscal year; AML and CTF measures to identify and measure the AML/CTF risks as well as … origin of easy peasy